Compliance & Risk Management

• Overview
• Credit Scoring/Limit Assessment
• Underwriting
• Risk Monitoring & Reporting
• Operational Risk
• Fraud Investments

Risk Monitoring & Reporting

Banks face many challenges in complying with new and rapidly changing market conditions and regulations.  Many firms are forced to manage these changes in silos, focusing narrowly on compliance and using compartmentalized regulatory controls. A critical challenge is to make sure all these potential sources of risk are visible, and managed as integral to the core operations of the organization. This requires the ability to access and report on information from many different levels and perspectives – a global treasury management executive may have much different risk monitoring and reporting needs than a regional branch manager, but all their activities are highly intertwined and can affect the exposure of the institution to multiple forms of risk.

How OpenText Helps…

OpenText ECM Solutions simplify and enhance risk monitoring by enabling access to all unstructured digital content within the organization – documents, forms, emails, voice and video can be managed, indexed and structured to simplify risk monitoring and reporting. OpenText ECM Solutions increase data transparency and improve enforcement capabilities to help manage the explosive growth of information – and the enormous costs and risks associated with unmanaged content.

Business Challenge	Customer Case Study and Solution
How do you track and reduce multiple types of risk across core business processes?	Farm Credit Services
How do you enable immediate, transparent access to customer information at all employee touchpoints?	UBS AG
How do you ensure accuracy and high customer satisfaction with rapidly increasing document volumes?	MLP Finanzdienstleistungen AG

Products and Solutions for Initiation

• Case Management
• Document Management
• Records Management
• Reports & Output Management
• OpenText Solutions for Customer Service
• Business Process Management